The 21st-century business organization requires active and engaged risk management activities. Today's risk and compliance process are rather complex and dynamic. Therefore, it requires the governance, risk, and compliance professional to possess certain skills in order to effectively complete their duties and responsibilities. The days of using staid audit programs are long gone. Therefore, the risk and compliance professionals must be able to evaluate each business process using a risk-based approach and to prepare risk and compliance documentation for each engagement.
WHY SHOULD YOU ATTEND?
Whether you are planning a SOX engagement or an internal audit, regulatory compliance requirements, or other separate evaluations, just where do you start with planning for the engagement? How do you complete the necessary risk and control documentation that you will need to successfully complete the engagement? Attend this webinar to learn more.
AREA COVERED
- What information is needed to prepare the Risk and Controls Matrix?
- What accompanying documents are required in order to prepare the Risk and Controls Matrix?
- Process narrative
- Process flow diagram
- What are the elements contained in a Risk and Controls Matrix?
- What is the process for preparing the Risk and Controls Matrix?
- What is the final outcome of a completed Risk and Controls Matrix?
- What happens next after you have completed the Risk and Controls Matrix?
LEARNING OBJECTIVES
This webinar is created to equip young risk and compliance professionals with the skills necessary to prepare a Risk and Controls Matrix, including the following:
- Discover the objectives, components, and requirements of effective internal controls
- Leveraging internal control frameworks to create risk and control matrix
- Developing risk identification and management strategies to implement now
- Learning how to design internal controls
- Learning how to evaluate the design and operating effectiveness of internal controls
WHO WILL BENEFIT?
- Beginner Internal Auditors
- Compliance professionals
- Operational risk professionals
- Finance professionals
- Board members
- Internal auditors
- External auditors
- Audit committee members
- Operational risk managers
- Departmental managers
Whether you are planning a SOX engagement or an internal audit, regulatory compliance requirements, or other separate evaluations, just where do you start with planning for the engagement? How do you complete the necessary risk and control documentation that you will need to successfully complete the engagement? Attend this webinar to learn more.
- What information is needed to prepare the Risk and Controls Matrix?
- What accompanying documents are required in order to prepare the Risk and Controls Matrix?
- Process narrative
- Process flow diagram
- What are the elements contained in a Risk and Controls Matrix?
- What is the process for preparing the Risk and Controls Matrix?
- What is the final outcome of a completed Risk and Controls Matrix?
- What happens next after you have completed the Risk and Controls Matrix?
This webinar is created to equip young risk and compliance professionals with the skills necessary to prepare a Risk and Controls Matrix, including the following:
- Discover the objectives, components, and requirements of effective internal controls
- Leveraging internal control frameworks to create risk and control matrix
- Developing risk identification and management strategies to implement now
- Learning how to design internal controls
- Learning how to evaluate the design and operating effectiveness of internal controls
- Beginner Internal Auditors
- Compliance professionals
- Operational risk professionals
- Finance professionals
- Board members
- Internal auditors
- External auditors
- Audit committee members
- Operational risk managers
- Departmental managers
Speaker Profile

Marna Steuart has been in the audit industry for over twenty years. Ms. Steuart began her career with a big four firm as an external auditor, then as an internal auditor in different capacities in various industries. Ms. Steuart has performed collective bargaining contracts, and construction contract audits of several third-party contracts. She has also performed vendor contract audits of purchase power contracts and third-party vendor contracts for services throughout her career as an internal auditor. She has firsthand knowledge of where to look in a contract for possible risks and of case studies that would save thousands of dollars’ …
Upcoming Webinars

Leadership: Strategic Planning and Decision Making

The Top Ten Excel Functions Everyone Should Know


2-Hour Virtual Seminar on How to Conduct an Internal Harass…

2025 Handbook Overhaul: Navigating Critical Updates! Federa…


3-Hour Virtual Boot Camp on Easier Excel Automation with VB…

Outlook - Master your Mailbox - Inbox Hero Inbox Zero


Empowering Conflict Resolution: Letting Go to Gain Control


Retention Starts Here: Stop Losing Your Critical Talent and…


Gossip-Free: Leadership Techniques to Quell Office Chatter

California Meal and Rest Breaks: What You Don't Know Can Co…

Managing Difficult Employee Conversations


Harassment, Bullying, Gossip, Confrontational and Disruptiv…

Managing Toxic Employees: Strategies For Leaders To Effecti…

Workplace Investigations 101: How to Conduct your Investiga…

Copilot and HR: An Introduction for HR Professionals

Excel Power Skills: Master Functions, Formulas, and Macros …



6-Hour Virtual Seminar on Learning the Highlights of Excel …

Bootcamp for New Managers and Supervisors: Develop These Es…

Stress, Change And Team Resilience Through Humor: An Intera…


Is Your Workforce Change Ready? A Leader’s Guide to Quickly…